Code of Ethics
In addition to the Code of Conduct, this Code of Ethics applies to the Chief Executive Officer, the Chief Financial Officer, and the principal accounting officer or controller or persons performing similar functions (the "Senior Financial Officers") of Seagate Technology plc ("Seagate"). The purpose of this Code of Ethics is to promote honest and ethical conduct and compliance with the law, as related to the maintenance of Seagate's financial books and records and the preparation of its financial statements. The obligations of this Code of Ethics supplement, but do not replace, Seagate's other policies applicable to directors, officers and employees.
This Code of Ethics for Senior Financial Officers (“Code of Ethics”) governs the behavior of certain officers or other persons performing similar functions within Seagate. It charges them with ethical and honest conduct and compliance with the law in the practice of financial management in all aspects of Seagate’s business activities. This Code of Ethics is intended to supplement our 11-1070 Code of Conduct. Senior Financial Officers (as defined below) are expected to adhere to both the 11-1070 Code of Conduct and this Code of Ethics.
The purpose of this Code of Ethics is to deter wrongdoing by promoting (a) honest and ethical conduct by our Senior Financial Officers, including the ethical handling of actual or apparent conflicts of interest between personal and professional interests, (b) full, fair, accurate, timely and understandable public disclosures by Seagate; (c) compliance with all applicable laws, rules and regulations; (d) prompt internal reporting of violations of the code to the Chief Legal Officer; and (e) accountability for adherence to this Code of Ethics.
Scope
This Code of Ethics applies to Senior Financial Officers at Seagate and charges them with ethical and honest conduct and compliance with the law in the practice of financial management in all aspects of Seagate’s business activities.
Definitions
“Senior Financial Officers” is defined as the Chief Executive Officer, Chief Financial Officer, principal accounting officer, Controller, Treasurer, and all Vice Presidents and above in the Seagate Finance Department.
“Seagate” means Seagate Technology plc and its affiliates and subsidiaries.
“SEC” means the U.S. Securities and Exchange Commission.
Details
In addition to the 11-1070 Code of Conduct, this Code of Ethics applies to the Senior Financial Officers of Seagate. The purpose of this Code of Ethics is to promote honest and ethical conduct and compliance with the law in the practice of financial management in all aspects of Seagate’s business activities. The obligations of this Code of Ethics supplement, but do not replace, Seagate’s other policies applicable to directors, officers and employees.
Pursuant to this Code of Ethics, the Senior Financial Officers are expected to:
Waivers of this Code of Ethics must be approved by the Board of Directors or its designated committee. Waivers of the Code of Ethics will be disclosed promptly to Seagate’s shareholders as required by law.
Seagate will take all necessary actions to enforce this Code of Ethics, up to and including immediate dismissal. Violations of this Code of Ethics may also constitute violations of law that may expose both the Senior Financial Officer and Seagate to criminal and civil penalties.
Seagate encourages all directors, officers and employees to promptly report any suspected violations of this Code of Ethics. Reporting may be done through any avenue available, including:
The reports should be factual rather than speculative or conclusory, and should contain as much specific information as possible to allow for proper assessment. In addition, the reports should contain sufficient corroborating information to support the commencement of an investigation, including, for example:
No one will be subject to, and Seagate will not tolerate any, retaliation for reports in accordance with or complaints regarding suspected violations of this Code of Ethics that were made in good faith.
If you have any questions about how this Code of Ethics should be applied in a particular situation, you should promptly contact Seagate’s Chief Legal Officer or one of the members of the Legal Department listed below.
Compliance Officers
Location is: Longmont, CO
Tel: 818-415-5388
Email: jim.lee@seagate.com
Location: Fremont, California USA
Tel: (510) 661-1976
Email: laurie.webb@seagate.com
Location: Longmont, Colorado USA
Tel: (720) 684-1398
Email: jeff.newton@seagate.com
Location: Fremont. California
Tel: (510) 624-3651
Email: Catherine.wahlgren@seagate.com
Location: Dublin, Ireland
Tel: 353-1-234-3139
Email: david.hasson@seagate.com
Location: Springtown, N. Ireland
Tel: +442871273262
Email: aoife.ferry@seagate.com
Location: Singapore, Singapore
Tel: 011-65-6807-7200
Email: anu.gandhi@seagate.com
Location: Beijing, China
Tel: 086-10-58751902
Email: yucheng.lin@seagate.com
Location: Beijing, China
Tel: 086-10-58751820
Email: ziyang.huang@seagate.com
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